Kinematics of the Cervical Spine

Original Editor - Neil Tuttle Top Contributors - Neil Tuttle and Kim Jackson

Introduction

The cervical spine is the most mobile region of the spine and enables the head with its sensory organs of sight, hearing and smell to be oriented independently from the trunk. The kinematics of the cervical spine are complex - seven vertebrae as well as articulations with the occiput and upper thoracic spine, each with different axes of movement which can combine in a multitude of ways. In other words any intended orientation of the head can be achieved by a number of combinations of segmental movements.

Movements of the cervical spine are 1) constrained by the anatomy of motion segments and longer connective structures that span multiple segments and 2) controlled by the neuromuscular system both of which are discussed elsewhere. This section will consider active movement (AROM) of the neck as a whole and the movements that occur at the individual motion segments that make up the neck from a kinematics perspective - that is the movements will be discussed without considering how the movements are constrained or produced.

Although this section will consider the cervical spine, it is important to recognize that the neck is connected to the rest of the body. Movement of the head includes movement of the thoracic as well as the cervical spine. The video below shows a fluoroscopy of cervical rotation taken diagonally with the shoulders held stationary. Note the amount of movement that occurs at T1 (the lowest spinous process that is visible)

Cardinal Directions

Positions and movements of the body are generally described in relation to three cardinal planes and three axes of movement. In the spine, and particularly the cervical spine, movements do not occur simply in one plane or around one axis, but rather include translational movements as well as coupled (also referred to as conjoint or combined movements) movements around other axes .

Active Movements

Active cervical rotation usually results in a small amount of coupled lateral flexion and flexion/extension. The coupled movements of lateral flexion are usually greater than those in flexion/extension. Different studies have found that the average lateral flexion is either ipsilateral  or contralateral to the direction of rotation.  The movement trace below is one example. Others are available in published articles.

Active head rotation of the author recorded using Goniometro Advance app on an Android phone by the author. Red is Rotation, Orange flexion/extension, and blue Lateral flexion. Vertical lines use data from Salem et. al. and indicate the variation of these coupled movements (mean +/- 1.96*SD) of a group of participants aged in their 20’s of values

When considering their findings of coupled movements Salem, et. al. (2) observed:

Mean coupled lateral flexion was −2.3 ± 10.7° occurring in the same direction as the rotation. However, the standard deviation is important, indicating that several subjects performed a lateral flexion in the opposite direction to rotation (5 of 20 subjects).

Not only is this coupling not consistent between individuals, but it also varies with repeated movements for a given individual. How someone is instructed to move may also change the pattern. For example, “turn your chin towards your left shoulder” is likely to result in a different pattern of movement than “turn to see as far as you can behind your left shoulder”. As well as movements around the cardinal axes, some translation of the head also occurs. The most notable of which is a translation towards the side of rotation.

Segmental Movement

Contributions of individual motion segments of the cervical spine to full range AROM

The amount of movement in individual motion segments (movement between individual pairs of vertebrae) varies between levels as shown below. Note that these ranges are for full axis movements from the limit in one direction to the limit in the opposite direction.

Movement of individual cervical motion segments. These values are for the full range of movement from limit to limit. Rotation or lateral flexion to one side is therefore half of this range. from Lindemann, et. al.

The range of rotation of C1-C2 makes up approximately half of the total AROM range. The other motion segments from C2 – C7 generally have less than 11° (5.5° of rotation to each side) of rotation with even less at O – C1. The segmental movements in flexion/extension of 10.0 - 16.4° (5-8° to each side) are fairly consistent across the region except for less movement occurring in C7-T1. Lateral flexion is also fairly consistent at around 10° (5° per side) per level from C2 to C7 but with less movement between the occiput and C2.

For one-sided movements, the mean lateral flexion between C2 and C7 is about five degrees in each direction while the mean rotation from C3 to C7 ranges from two to four degrees.

An aside

The descriptions of the averages above for both coupled and segmental movement patterns however have limitations. The English polymath and statistician Frances Galton (1822 – 1911) eloquently illustrated these limitations:

“It is difficult to understand why statisticians commonly limit their inquiries to averages, and do not revel in more comprehensive views. Their souls seem as dull to the charm of variety as that of the native of one of our flat English counties, whose retrospect of Switzerland was that, if its mountains could be thrown into its lakes, two nuisances would be got rid of at once.”

Axes of Movement

The structure of the facets and discs determine the movements that are possible between each pair of vertebrae. During AROM, the facets of the cervical spine mostly remain in contact . There are some exceptions to this. For example there is often some separation of the facet surfaces in the upper cervical spine during rotation that enables the head to remain level. Separation of the facets also occurs with some passive movements and during manipulations.

Because of these structures, the segmental movements for C1 – T1 do not occur along the three cardinal planes but can be better described as occurring around two perpendicular axes. Flexion/Extension occurs around a transverse axis which passes through the vertebral body of the lower vertebra. A second axis, perpendicular to the first, is approximately normal to the plane of the facets. Just as the plane of the facets is different for different levels, so too is the orientation of the second axis - more vertical in the upper cervical spine and closer to an AP direction for the lower motion segments. Importantly, the axes are not fixed, and the instantaneous centres of rotation (the location of the axis of movement) move somewhat during active movement.

Axes of movement of C4/5 extracted from an MRI of the author’s cervical spine. Flexion and extension occur around a horizontal axis which passes through the body of C5. Coupled movement that includes rotation and lateral flexion occurs around a diagonal axis that is between the axes of rotation and lateral flexion.

Coupled Movements – Segmental

There is usually an ipsilateral lateral flexion in the lower cervical motion segments during active rotation. An image of the segments of the lower cervical spine at the end of range of rotation is shown below. This image shows the most common pattern that occurs at the limit of rotation. Each of the motion segments from C3 to C7 have the facets moving down on the right and up on the left to create a position of C3 which is both rotated and laterally flexed to the right.

Segmental movement of the lower cervical spine in rotation. from creative commons 4 license. In this example a coupled movement of lateral flexion occurs with the rotation at each motion segment.

In this position, as well as being rotated, C3 is tilted (laterally flexed) to the ipsilateral side. The upper cervical spine then needs to do some adjusting if the head is to be kept level while facing to the right. The image below is from an MRI taken at the limit of right rotation and shows one example of how this is done. In addition to coupled movements these strategies to keep the head level result in translation. Notice how C2 including the dens in this position is translated to the right.

Cervical right rotation showing how the upper cervical spine needs to adjust to achieve rotation while keeping the head level. Author's image related to

Just as with movement of the whole cervical spine, the pattern of segmental movements are highly variable both between and within individuals. Observations that highlight this variability include:

• The limiting factor for range of movement is not usually segmental mobility, but extra-segmental factors such as ligaments spanning multiple segments.   In other words the available AROM is less than the sum of the segmental movements that could occur in isolation. Multiple different combinations of segmental movements can therefore be used to reach the same head position.
• The direction and extent of coupled movements changes with slight differences active movements such as keeping the head level in rotation.
• The end-of-range and through-range contributions of motion segments in an individual vary when a movement is repeated.
• Most, if not all motion segments exhibit paradoxical (anti-directional) movement at some point during active movement. In other words, at some times during a movement such as flexion, most motion segments reverse their movement and move towards extension.
• Sequencing of segmental movement is neither top to bottom nor bottom to top. The sequencing does not follow a specific order and varies both between and within individuals.

Effects of pathology

It would seem reasonable to think that if there is limitation of movement at a particular motion segment that there would be a corresponding limitation of active movement. Some approaches to reasoning in manual therapy rely on this assumption and advocate applying treatment in the direction of a limitation of active movement. Unfortunately, it is not that simple. There is a reduction in AROM in people neck pain with a systematic review finding that the sum of all movement decreased by an average of approximately 90 degrees or 20-25%. The lower cervical segments, where degenerative changes are more common, also show a reduction in the average segmental mobility in people with neck pain. Since these studies did not localize the source of a patient’s symptoms, they could not indicate whether there is a relationship between the location of symptoms and limitations of mobility. Again Frances Galton's statement applies here where the detail is likely to be much more interesting than the averages.

So, what effect does limitation of an individual motion segment have on AROM? There are two situations which provide some insight into this question - single level fusion and cervical radiculopathy.

Single level fusions produce minimal reduction in overall AROM – less than the movement that would have previously been present at the fused level. The loss of movement in the fused motion segment is compensated for by alterations in the quantity and patterns of movement involving multiple motion segments and planes of movement. The alterations are not limited to the motion segments above and below the fusion, but is distributed throughout the region.

There is one case study where data is available on segmental movement before and during symptoms of a C6 cervical radiculopathy. The image below shows the segmental movements before (left) and in the presence of (right) a radiculopathy. Movement at each level in each of the three cardinal axes of movement are shown to the left of each image. In this instance, the total range of movement was limited by nearly 50% - far more than could be accounted for by a single cervical level. The pattern of movement is altered with most axes of segmental movement reduced proportionately while some coupled movements are increased.  Overall rotation was reduced by approximately 50%. The quantity as well as the pattern of segmental movement has altered across all levels. Note for example how in this example flexion has increased at both C3/4 and C4/5.

Segmental movement of the same person when they are asymptomatic (left) and had a C6 Radiculopathy. Presuming that a radiculopathy is a pathology that predominantly affects one motion segment, it appears that a painful limitation of movement in one motion segment can affect segmental movement through the whole region. This is not to suggest that all of the levels are inherently impaired, but rather that individuals probably don’t have sufficient motor control to be able to prevent a painful movement in one motion segment while allowing full movement in the other segments.  

Clinical implications

The cervical spine is a complex system with multiple degrees of freedom. Both total movements of the cervical spine and the segmental contributions to those movements are highly variable. People can use various movement strategies to achieve similar movements and a limitation of movement in one motion segment could affect active movement in a variety of ways.  Therefore the effect of a limitation of segmental mobility in a given direction is unlikely to have a predictable effect on the pattern of active range of movement. This explains why the findings with manual assessment of PPIVMs of the Cervical Spine - Assessment (PPIVMs) and Passive Accessory Intervertebral movements (PAIVMs) do not necessarily correspond with limitations of AROM. Similarly, a particular impairment of active movement does not necessarily predict the direction of a segmental limitation.

These findings call into question the idea that coupled movements occur in particular directions or that the selection of treatment techniques should be based on either the direction of impairments of active movement or on presumed biomechanical relationships such as:

Fryette's Laws of Spinal Motion

Concave Convex Rule

Some Clinical Reasoning Algorithms

References