Dysphagia: Difference between revisions

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<div class="editorbox"> '''Original Editor '''- [[User:Redisha jakibanjar|Redisha jakibanjar]] '''Top Contributors''' - {{Special:Contributors/{{FULLPAGENAME}}}}</div>


== Introduction ==
== Introduction ==
Dysphagia is a difficulty in swallowing liquid or solid food due to disruption in swallowing mechanism from mouth to pharynx.<ref name=":0">Balamurali K, Sekar D, Thangaraj M, Kumar MA. Dysphagia in Patients with Stroke: A Prospective Study. available from:https://www.ijcmsr.com/uploads/1/0/2/7/102704056/ijcmsr_96.pdf</ref> Dysphagia leads to severe complications <ref name=":0" /><ref name=":2">González-Fernández M, Ottenstein L, Atanelov L, Christian AB. Dysphagia after stroke: an overview. Current physical medicine and rehabilitation reports. 2013 Sep 1;1(3):187-96.</ref>:
Dysphagia is difficulty in swallowing liquid or solid food due to disruption in swallowing mechanism from the mouth to pharynx.<ref name=":0">Balamurali K, Sekar D, Thangaraj M, Kumar MA. [https://www.ijcmsr.com/uploads/1/0/2/7/102704056/ijcmsr_96.pdf Dysphagia in Patients with Stroke: A Prospective Study]. International Journal of Contemporary Medicine Surgery and Radiology.2018;3(2):B11-B120 </ref> Dysphagia can lead to severe complications <ref name=":0" /><ref name=":2">González-Fernández M, Ottenstein L, Atanelov L, Christian AB. [https://link.springer.com/article/10.1007/s40141-013-0017-y Dysphagia after stroke: an overview]. Current physical medicine and rehabilitation reports. 2013 Sep 1;1(3):187-96.</ref>:
* Aspiration pneumonia  
* Aspiration pneumonia  
* Dehydration
* [[Dehydration]]
* Malnutrition
* [[Malnutrition]]
*[[File:Swallow 1.png|thumb|Bolus transfer pathway]]Can lead to death because of choking
* Death because of choking[[File:Swallow 1.png|thumb|Bolus transfer pathway]]


== Physiology of swallowing ==
== Physiology of Swallowing ==
Having a thorough knowledge of anatomy and physiology of swallowing and eating is essential while evaluating and treating disorders of eating and swallowing,<ref name=":1">Matsuo K, Palmer JB. Anatomy and physiology of feeding and swallowing: normal and abnormal. Physical medicine and rehabilitation clinics of North America. 2008 Nov 1;19(4):691-707.</ref>There are '''four stages''' while describing the physiology of swallowing :
A sound knowledge of anatomy and physiology of swallowing and eating helps in the diagnosis and treatment of dysphagia.<ref name=":1">Matsuo K, Palmer JB. [https://www.researchgate.net/publication/23404765_Anatomy_and_Physiology_of_Feeding_and_Swallowing_Normal_and_Abnormal/link/5c8af095299bf14e7e7c988c/download Anatomy and physiology of feeding and swallowing: normal and abnormal]. Physical medicine and rehabilitation clinics of North America. 2008;19(4):691-707.</ref>There are '''four stages''' involved in the physiology of swallowing<ref name=":1" /> :
# Oral preparatory stage  
# Oral preparatory stage: This stage prepares bolus for the next stage i.e, propelling food to pharynx and it prevents liquid and solid food from entering to pharynx until the bolus is ready for swallowing food.
# Oral propulsive stage  
# Oral propulsive stage: As the solid and liquid food is ready to swallow, the bolus is transferred into oropharynx with help of tongue,
# Pharyngeal stage : Main feature of this stage are food passage, propelling the food bolus through the pharynx and UES to the esophagus; and airway protection, insulating the larynx and trachea from the pharynx during food passage to prevent the food from entering the airway.
# Pharyngeal stage :Main feature of this stage is to prevent food from entering it into [[Upper Respiratory Airways|respiratory tract]] and prevent from aspiration.
# Esophageal stage
# Esophageal stage: This stage starts after  the bolus enters the Upper Esophageal Sphincter(UES).In this phase, through the peristaltic movement and with help of gravity, food enters the stomach.


Eating, swallowing and breathing are tightly coordinated during the normal process. Swallowing is dominant to respiration in normal individuals.Breathing ceases briefly during swallowing due to physical '''closure of the airway by elevation of the soft palate and tilting of the epiglottis''' and also of '''neural suppression''' of respiration in the '''brainstem.''' <ref name=":1" />
Physiologically, swallowing dominates the respiration because of '''closure of the airway by elevation of the soft palate and tilting of the epiglottis''' and also of '''neural suppression''' of respiration in the '''[[brainstem]].''' The duration of respiratory pause is different while eating liquid and solid bolus.  <ref name=":1" />


When drinking a liquid bolus, swallowing usually starts during the expiratory phase of breathing. The respiratory pause continues for 0.5 to 1.5 s during swallowing, and respiration usually resumes with expiration. This resumption is regarded as one of the mechanisms that prevents inhalation of food remaining in the pharynx after swallowing. When performing sequential swallows while drinking from a cup, respiration can resume with inspiration. <ref name=":1" />
Eating solid food also alters the respiratory rhythm. The rhythm is perturbed with onset of mastication. Respiratory cycle duration decreases during mastication, but with swallowing. The “exhale – swallow – exhale” temporal relationship persists during eating. However, respiratory pauses are longer, often beginning substantially before swallow onset.<ref name=":1" />
== Causes that affect the normal swallowing physiology ==
There are various causes for alteration in normal swallowing physiology. Broadly it can be categories into two heading :
There are various causes for alteration in normal swallowing physiology. Broadly it can be categories into two heading :
# Structural abnormalities  
# Structural abnormalities  
# Functional abnormalities  
# Functional abnormalities  


=== Structural abnormalities ===
=== Structural Abnormalities ===
[[File:Cleftpalate.jpg|thumb|cleft palate ]]
[[File:Cleftpalate.jpg|thumb|cleft palate ]]
It can be acquired or congenital. Cleft palate, cervical osteophytes, webs or strictures in the passage are some of the examples of the structural abnormalities. The abnormalities might affect in any stage of the swallowing and alter the normal physiology. <ref name=":1" />
It can be acquired or congenital. Cleft palate, cervical osteophytes, webs or strictures in the passage are some of the examples of the structural abnormalities. The abnormalities might affect in any stage of the swallowing and alter the normal physiology. <ref name=":1" />


=== Functional abnormalities ===
=== Functional Abnormalities ===
Impairments affecting the jaw, lips, tongue, or cheek can hamper the oral phase or food processing. Reduced closing pressure of the lips may lead to drooling.  In weakness of the buccal or labial muscles, food can be trapped in the buccal or labial sulci (between the lower teeth and the cheeks or gums, respectively). Tongue dysfunction produces impaired mastication and bolus formation, and bolus transport. These usually result from tongue weakness or in-coordination, but sensory impairments can produce similar effects including excessive retention of food in the oral cavity after eating and swallowing.
Dysfunction in any of the four stages of swallowing process can affect the swallowing physiology an cause dysphagia.


Loss of teeth reduces masticatory performance. Chewing can be prolonged by missing teeth, and particle size of the triturated bolus becomes larger due to lower efficiency of mastication.
Problem in oral stage of swallowing may lead to drooling of the food, dehydration, feeling of food trapped in oral cavity. and difficulty chewing and mastication.  


Dysfunction of the pharynx can produce impaired swallow initiation, ineffective bolus propulsion, and retention of a portion of the bolus in the pharynx after swallowing. Insufficient velopharyngeal closure may result in nasal regurgitation and reduce pharyngeal pressure in swallow, hampering transport through the '''Upper Esophageal''' '''Sphincter''' (UES).
Dysfunction in the pharyngeal stage leads to impaired swallowing initiation, feeling of retention of bolus in pharynx. Impairment in pharyngeal stage may result in nasal regurgitation and aspiration (due to insufficient UES opening).


Impaired opening of the UES can cause partial or even total obstruction of the food-way with retention in the piriform sinuses and hypo-pharynx, increasing risk of aspiration after the swallow. Insufficient UES opening can be caused by increased stiffness of the UES, as in fibrosis or inflammation, or failure to relax the sphincter musculature.
Esophageal dysfunction is common and is often asymptomatic. Esophageal dysphagia can lead to feeling of retention of food in the esophagus which might lead to aspiration of food<ref name=":1" />.


Esophageal dysfunction is common and is often asymptomatic. Esophageal motor disorders include conditions of either hyperactivity (e.g., esophageal spasm), hypo-activity (e.g.weakness), or in-coordination of the esophageal musculature.Either of these can lead to ineffective peristalsis with retention of material in the esophagus after swallowing. Retention can result in regurgitation of material from the esophagus back into the pharynx, with risk of aspirating the regurgitated material. Esophageal motor disorders are sometimes provoked by gastroesophageal reflux disease, and in some cases, can respond to treatment with proton pump inhibitors<ref name=":1" />.
== Diagnosis ==
 
== Diagnosing dysphagia ==
There are many bedside and instrumental tools available for the diagnosis and treatment of dysphagia. Dysphagia evaluation tools can be grouped broadly as
There are many bedside and instrumental tools available for the diagnosis and treatment of dysphagia. Dysphagia evaluation tools can be grouped broadly as
* Imaging (Ultrasound, Videofluroscopy, Fiberoptic endoscopic evaluation of swallowing, and Fiberoptic endoscopic evaluation of swallowing with sensory testing)
* Imaging (Ultrasound, Video fluoroscopy, Fiberoptic endoscopic evaluation of swallowing, and Fiberoptic endoscopic evaluation of swallowing with sensory testing)
* Non imaging(beside assessment tools, and pharyngeal manometry).<ref name=":2" />
* Non imaging(beside assessment tools, and pharyngeal manometry).<ref name=":2" />


== Rehabilitation of dysphagia ==
== Management and Rehabilitation ==
Rehabilitative exercises  changes and improves the swallowing physiology in force, speed or timing, with the goal being to produce a long-term effect, as compared to compensatory interventions used for a short-term effect. Rehabilitative exercises also involve retraining the neuromuscular systems to bring about neuroplasticity, since pushing any muscular system in an intense and persistent way will bring about changes in neural innervation and patterns of movement.<ref name=":3">Langmore SE, Pisegna JM. Efficacy of exercises to rehabilitate dysphagia: a critique of the literature. International Journal of Speech-Language Pathology. 2015 May 4;17(3):222-9.
Rehabilitative exercises  changes and improves the swallowing physiology in force, speed or timing, with the goal being to produce a long-term effect, as compared to compensatory interventions used for a short-term effect. Rehabilitative exercises also involve retraining the neuromuscular systems to bring about neuroplasticity, since pushing any muscular system in an intense and persistent way will bring about changes in neural innervation and patterns of movement.<ref name=":3">Langmore SE, Pisegna JM. [https://www.bu.edu/sargent/files/2015/12/Langmore-Pisegna-2015-Efficacy.pdf Efficacy of exercises to rehabilitate dysphagia: a critique of the literature]. International Journal of Speech-Language Pathology. 2015;17(3):222-229.
</ref> Rehabilitation exercise can be broadly divided into :  
</ref> Rehabilitation exercise can be broadly divided into :  
* Swallowing exercises
* Swallowing exercises
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=== Swallowing Exercises ===
=== Swallowing Exercises ===
Swallowing exercises often are used to treat dysphagia with the goal of altering swallowing physiology and promoting long-term changes. Exercises are expected to impact swallowing mechanics and impact bolus flow.<ref name=":4">Vose A, Nonnenmacher J, Singer ML, González-Fernández M. Dysphagia management in acute and sub-acute stroke. Current physical medicine and rehabilitation reports. 2014 Dec 1;2(4):197-206.
Swallowing exercises often are used to treat dysphagia with the goal of altering swallowing physiology and promoting long-term changes. Exercises are expected to impact swallowing mechanics and impact bolus flow.<ref name=":4">Vose A, Nonnenmacher J, Singer ML, González-Fernández M. [https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4608439/ Dysphagia management in acute and sub-acute stroke]. Current physical medicine and rehabilitation reports. 2014;2(4):197-206.
</ref> Effortful swallow, Mendelsohn, super-supraglottic, Masako are some of the swallowing exercises.Swallowing exercises follow many of the neuroplasticity principles listed below<ref name=":3" />:
</ref> Effortful swallow, Mendelsohn, super-supraglottic, Masako are some of the swallowing exercises. Swallowing exercises follow many of the neuroplasticity principles listed below<ref name=":3" />:
* Use it or loose it  
* Use it or loose it  
* Use it and improve it  
* Use it and improve it  
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=== Non-Swallowing Exercises ===
=== Non-Swallowing Exercises ===
Non-swallowing exercises are those that do not involve the act of swallowing, for example tongue strengthening exercises.Non-swallowing exercises can be  
Non-swallowing exercises are those that do not involve the act of swallowing, for example tongue strengthening exercises. Non-swallowing exercises can be  


done by patients who cannot eat orally (are tube fed) or those post-surgery who are temporarily restricted from eating orally. Shaker head lift, tongue strengthening, Lee Silverman voice treatment, expiratory muscle strength training are some of the non-swallowing exercises. Non-swallowing exercises follow few neuroplasticity principles and they are<ref name=":3" />:
done by patients who cannot eat orally (are tube fed) or those post-surgery who are temporarily restricted from eating orally. Shaker head lift, tongue strengthening, Lee Silverman voice treatment, expiratory muscle strength training are some of the non-swallowing exercises. Non-swallowing exercises follow few neuroplasticity principles and they are<ref name=":3" />:
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* Intensity  
* Intensity  


== Therapeutic techniques for dysphagia management ==
== Therapeutic Interventions ==
Therapeutic techniques can be divided into those used as :
Therapeutic techniques can be divided into those used as :
* Compensatory strategies ('''Head Rotation''' (Head Turn), '''Chin Tuck''' (Head Flexion). '''Head Tilt''' and '''Bolus Viscosity, Texture, and Volume Modifications)'''
* Compensatory strategies ('''Head Rotation''' (Head Turn), '''Chin Tuck''' (Head Flexion). '''Head Tilt''' and '''Bolus Viscosity, Texture, and Volume Modifications)'''
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* Alternate methods ('''Neuromuscular Electrical Stimulation (NMES)''', '''Oral Stimulation and Other Interventions''' )  
* Alternate methods ('''Neuromuscular Electrical Stimulation (NMES)''', '''Oral Stimulation and Other Interventions''' )  


=== Head Rotation (head turn) ===
=== Head Rotation (Head Turn) ===
Head rotation is a compensatory strategy used for patients with unilateral pharyngeal and/or laryngeal weakness as well as reduced UES opening.Head rotation toward the side of impairment effectively redirects the bolus to the side of the pharynx opposite the rotation (the stronger side).<ref name=":4" />
Head rotation is a compensatory strategy used for patients with unilateral pharyngeal and/or laryngeal weakness as well as reduced UES opening.<ref name=":4" />
* Instruction given:‘‘'''turn your head to the side as if you are looking over your shoulder'''.’’
* Instruction given: While swallowing food, turn your head to the weaker side as if you are looking over your shoulder.<ref name=":4" />
* Physiological benefits: It redirects the bolus to the side of the pharynx opposite the rotation (the stronger side). It drops UES pressure on the side opposite to the head turn thus allowing for increased extension and duration of UES opening.  
* Physiological benefits:
 
** It redirects the bolus to the side of the pharynx opposite the rotation (the stronger side) <ref name=":4" />
** It increase the duration of UES opening.<ref name=":4" />
=== Chin Tuck (Head Flexion) ===
=== Chin Tuck (Head Flexion) ===
The chin tuck (head flexion) has been a technique used for patients who have decreased airway protection associated with delayed swallow initiation and/or reduced tongue base retraction.<ref name=":4" />  
The chin tuck (head flexion) is used for patients who have decreased airway protection associated with delayed swallow initiation and/or reduced tongue base retraction.<ref name=":4" />  
* Instruction: '''‘‘bring your chin to their chest and maintain this posture throughout the duration of the swallow".'''
* Instruction: While swallowing food, bring your chin to the chest and maintain this posture throughout the duration of the swallow.
* Physiological benefits: It leads to expansion of vallecular recesses, approximation of tongue base toward pharyngeal wall, narrowing entrance to the laryngeal vestibule, reduction in distance between hyoid and larynx, and increased duration of swallowing apnea during the swallow.
* Physiological benefits:
 
** Expansion of vallecular recesses  
=== Head tilt ===
** Approximation of tongue base toward pharyngeal wall  
** Reduction in distance between hyoid and larynx  
** Increases duration of swallowing apnea during the swallow<ref name=":4" />
=== Head Tilt ===
The head tilt is used for patients with unilateral oral weakness. <ref name=":4" />
The head tilt is used for patients with unilateral oral weakness. <ref name=":4" />
* Instruction: '''‘‘tilt your head like you’re trying to touch your ear to your shoulder.’’'''
* Instruction: While swallowing, tilt your head like you’re trying to touch your ear to your shoulder. Swallow while maintaining this position.
* Physiological benefits: it directs the bolus to the stronger side of the oral cavity  
* Physiological benefits:
 
** It directs the bolus to the stronger side of the oral cavity<ref name=":4" />
=== Bolus Viscosity, Texture, and Volume Modifications ===
=== Bolus Viscosity, Texture, and Volume Modifications ===
* Increasing the volume and/or viscosity for liquids is another technique used to reduce dysphagia symptoms for some patients. Thickening liquids may be used for patients who have poor oral control of thin liquids and/or demonstrate reduced airway protection.
* Increasing the volume and/or viscosity for liquids is another technique used for patients who have poor oral control of thin liquids and/or demonstrate reduced airway protection.  
 
* Increasing bolus volume increases bolus transit time as exemplified by sustained laryngeal elevation and hyoid excursion.  
* Some patients may benefit from texture-modified foods.<ref name=":4" />
* Some patients may benefit from texture-modified foods.<ref name=":4" />


=== Supraglottic swallow ===
=== Supraglottic Swallow ===
The supraglottic swallow is used for patients who demonstrate reduced airway protection during the swallow.
The supraglottic swallow is used for patients who demonstrate reduced airway protection during the swallow and delayed swallow initiation.  
* Instruction: ‘‘First, inhale deep then hold your breath, continue to hold your breath and swallow immediately after you swallow (before you inhale), cough then immediately swallow again’’.
* Instruction: Before swallowing, first, inhale deep then hold your breath, continue to hold your breath and swallow immediately after you swallow (before you inhale), cough then immediately swallow again.
* The physiologic benefits of this strategy: increased airway closure by increasing arytenoid approximation and true vocal fold closure as well is increasing UES opening during the swallow. The airway is protected earlier in the swallow and hyolaryngeal excursion is prolonged which may be beneficial for patients with delayed swallow initiation.
* physiologic benefits <ref name=":4" />:
** Increases airway closure and  
** Increases UES opening during the swallow  
=== Super-Supraglottic Swallow ===
Super-supraglottic swallow differ from supraglottic swallow only when implementing effortful breath hold
* Instruction: Before swallowing, take a breath and hold it tightly while bearing down; continue to hold your breath and bear down as you swallow; immediately after your swallow (before you inhale) cough then immediately swallow hard again (before you inhale).’’ 


=== Super-supraglottic swallow ===
* Physiological benefit<ref name=":4" />:
Super-supraglottic swallow is also used for patients with reduced airway closure as for supraglottic swallow ; however, the difference with the super-supraglottic is patients are instructed to implement an effortful breath hold,
** Patient has earlier tongue base movement
* Instruction: ‘‘take a breath and hold it tightly while bearing down; continue to hold your breath and bear down as you swallow; immediately after your swallow (before you inhale) cough then immediately swallow hard again (before you inhale).’’ 
** Higher hyoid position at swallow onset
** Increased hyoid movement as well as longer bolus transit time


* Physiological benefit: With this technique, the patient has earlier tongue base movement, higher hyoid position at swallow onset, increased hyoid movement as well as longer bolus transit time, tongue base and pharyngeal wall contact, and airway closure.
* '''Note''': Both the supraglottic swallow and the supra-supraglottic swallow maneuvers may result in Valsalva and can result to arrhythmia in stroke patients during treatment sessions. Hence, clinicians should be mindful of using these maneuvers in stroke patients especially in those with coexisting heart disease.<ref name=":4" />
* Note: Both the supraglottic swallow and the supra-supraglottic swallow maneuvers may result in Valsalva and can result to arrhythmia in stroke patients during treatment sessions.Hence, clinicians should be mindful of using these maneuvers in stroke patients especially in those with coexisting heart disease.<ref name=":4" />


=== Effortful Swallow ===
=== Effortful Swallow ===
The effortful swallow is used for patients who present with clinically significant residue in the valleculae and/or pyriform sinuses as well as for patients who may have decreased airway closure.  
The effortful swallow is used for patients who present with clinically significant residue in the valleculae and/or pyriform sinuses as well as for patients who may have decreased airway closure.  
* Instructions:‘‘squeeze your throat muscles as hard as you can while swallowing’’.
* Instructions: while swallowing, squeeze your throat muscles as hard as you can.
* Physiological benefits: It increases hyolaryngeal excursion, duration of hyoid elevation and UES opening, laryngeal closure, lingual pressures, peristaltic amplitudes in the distal esophagus, and pressure and duration of tongue base retraction<ref name=":4" />
* Physiological benefits:
 
** It increases hyolaryngeal excursion, duration of hyoid elevation
=== Mendelsohn maneuver ===
** Increases UES opening
** Increases laryngeal closure
** Increases lingual pressures
** Increases peristaltic amplitudes in the distal esophagus
** Increases pressure and duration of tongue base retraction<ref name=":4" />
=== Mendelsohn Maneuver ===
This  technique is used for patients with decreased hyolaryngeal excursion and/or decreased duration of UES opening.  
This  technique is used for patients with decreased hyolaryngeal excursion and/or decreased duration of UES opening.  


Prior to instructions, it is suggested that patients should first feel laryngeal elevation by palpation of thyroid cartilage during swallows.  
Before giving command, patient is suggested first to fee laryngeal elevation through palpation while swallowing the saliva.  
* Instruction: ‘‘Swallow and when you feel your thyroid cartilage elevate hold it there for several seconds before finishing the swallow’’.
* Instruction: After palpating the thyroid cartilage, feel the cartilage elevation while swallowing, now hold it up for several second and swallow the food while holding it up.
* Physiologic benefits: This technique increases extent and duration of hyolaryngeal excursion, UES opening, pharyngeal peak contractions, bolus transit time and duration, and pressure of tongue base contact.<ref name=":4" />
* Physiologic benefits:
 
** It increases time  and duration of hyolaryngeal excursion  
** Increased time of UES opening, pharyngeal peak contractions,  
** Increased bolus transit time and duration, and pressure of tongue base contact.<ref name=":4" />  
=== Tongue Hold ===
=== Tongue Hold ===
The tongue hold is used for reduced tongue base, and pharyngeal wall contact.  
The tongue hold is used for reduced tongue base, and pharyngeal wall contact.  
* Instruction: "hold the anterior tongue (slightly posterior to the tongue tip) between the teeth while swallowing.’’
* Instruction: While swallowing the food, hold the anterior tongue (slightly posterior to the tongue tip) between the teeth.  
* Physiological benefits:It increases anterior bulging of the posterior pharyngeal wall.<ref name=":4" />  
* Physiological benefits: It increases anterior bulging of the posterior pharyngeal wall.<ref name=":4" />  


=== Shaker Exercise ===
=== Shaker Exercise ===
The Shaker Exercise is used for patients who have decreased UES opening and weakness of the suprahyoid muscles.
The Shaker Exercise is used for patients who have decreased UES opening and weakness of the suprahyoid muscles.
* Instruction: ‘‘lie in the supine position; complete 3 head lifts sustained for 1 min each; 1 min rest period between each head lift; then complete 30 consecutive head lifts holding for 2 s each’’  The suggested frequency is three times each day for 6 consecutive weeks.  
* Instruction: Patient position is supine and patient is asked to complete 3 head lifts sustained for 1 min each; 1 min rest period between each head lift; then complete 30 consecutive head lifts holding for 2 s each’’  The suggested frequency is three times each day for 6 consecutive weeks.  
* Physiological benefits:It increases anterior hyolaryngeal excursion, UES opening, strengthens suprahyoid muscles, and enhances thyrohyoid shortening.<ref name=":4" />
* Physiological benefits:
** It increases anterior hyolaryngeal excursion
** It increases UES opening
** It strengthens suprahyoid muscles
** It enhances thyrohyoid shortening.<ref name=":4" />
=== Masako ===
In this maneuver, patient is asked to protrude the tongue and hold it between the teeth while swallowing.<ref name=":3" />


=== Neuromuscular Electrical Stimulation (NMES) ===
=== Neuromuscular Electrical Stimulation (NMES) ===
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=== Oral Stimulation and Other Interventions ===
=== Oral Stimulation and Other Interventions ===
* Oral exercises to include tactile-thermal stimulation, lingual, and labial strengthening are used as a treatment modality for stroke patients with dysphagia.
Oral stimulation techniques and some other interventions used in dysphagia management are listed below:<ref name=":4" />
* Sensory stimulation is assumed to increase corticobular excitability which has been associated with swallowing recovery after stroke,
* Tactile-thermal stimulation
* Massage with an ice stick is applied to the throat, base of the anterior faucial arches, base of tongue, and the posterior pharyngeal wall for 10 s with rubbing and light compression.Ice massage shortened the latency for triggering the swallow after the command and the massage in itself had an immediate effect on triggering a swallow response even in patients who could not swallow voluntarily. The effectiveness of ice massage was found to be more significant in subjects with supra-nuclear lesions than in those with nuclear lesions. Ice massage could activate a damaged supranuclear tract of swallowing and/or a normal nuclear and sub-nuclear tract.
* lingual, and labial strengthening
* Lip muscle training has also shown good effect in stroke patients with dysphagia.
* [[Cryotherapy|Ice massage]] to the throat, base of tongue, and the posterior pharyngeal wall for 10 s with rubbing and light compression (for patients with supranuclear lesion)
* lingual exercise following I-PRO (isometric progressive resistance oropharyngeal) has also shown good result in stroke patients with swallowing difficulty.
* Lip muscle training  
* Transcranial magnetic stimulation (TMS) as well as transcranial direct current stimulation (tDCS) are also used for dysphasia management.<ref name=":4" />
* lingual exercise following I-PRO (isometric progressive resistance oropharyngeal)  
* Trans-cranial magnetic stimulation (TMS)  
* Transcranial direct current stimulation (tDCS)


== References ==
== References ==
<references />
<references />
[[Category:Conditions]]
[[Category:Neurology]]
[[Category:Stroke]]
[[Category:Neurological - Conditions]]
[[Category:Stroke - Conditions]]
[[Category:Paediatrics]]
[[Category:Paediatrics - Conditions]]

Latest revision as of 13:56, 7 December 2023

Original Editor - Redisha Jakibanjar Top Contributors - Redisha Jakibanjar, Kim Jackson and Uchechukwu Chukwuemeka

Introduction[edit | edit source]

Dysphagia is difficulty in swallowing liquid or solid food due to disruption in swallowing mechanism from the mouth to pharynx.[1] Dysphagia can lead to severe complications [1][2]:

Physiology of Swallowing[edit | edit source]

A sound knowledge of anatomy and physiology of swallowing and eating helps in the diagnosis and treatment of dysphagia.[3]There are four stages involved in the physiology of swallowing[3] :

  1. Oral preparatory stage: This stage prepares bolus for the next stage i.e, propelling food to pharynx and it prevents liquid and solid food from entering to pharynx until the bolus is ready for swallowing food.
  2. Oral propulsive stage: As the solid and liquid food is ready to swallow, the bolus is transferred into oropharynx with help of tongue,
  3. Pharyngeal stage :Main feature of this stage is to prevent food from entering it into respiratory tract and prevent from aspiration.
  4. Esophageal stage: This stage starts after the bolus enters the Upper Esophageal Sphincter(UES).In this phase, through the peristaltic movement and with help of gravity, food enters the stomach.

Physiologically, swallowing dominates the respiration because of closure of the airway by elevation of the soft palate and tilting of the epiglottis and also of neural suppression of respiration in the brainstem. The duration of respiratory pause is different while eating liquid and solid bolus. [3]

There are various causes for alteration in normal swallowing physiology. Broadly it can be categories into two heading :

  1. Structural abnormalities
  2. Functional abnormalities

Structural Abnormalities[edit | edit source]

cleft palate

It can be acquired or congenital. Cleft palate, cervical osteophytes, webs or strictures in the passage are some of the examples of the structural abnormalities. The abnormalities might affect in any stage of the swallowing and alter the normal physiology. [3]

Functional Abnormalities[edit | edit source]

Dysfunction in any of the four stages of swallowing process can affect the swallowing physiology an cause dysphagia.

Problem in oral stage of swallowing may lead to drooling of the food, dehydration, feeling of food trapped in oral cavity. and difficulty chewing and mastication.

Dysfunction in the pharyngeal stage leads to impaired swallowing initiation, feeling of retention of bolus in pharynx. Impairment in pharyngeal stage may result in nasal regurgitation and aspiration (due to insufficient UES opening).

Esophageal dysfunction is common and is often asymptomatic. Esophageal dysphagia can lead to feeling of retention of food in the esophagus which might lead to aspiration of food[3].

Diagnosis[edit | edit source]

There are many bedside and instrumental tools available for the diagnosis and treatment of dysphagia. Dysphagia evaluation tools can be grouped broadly as

  • Imaging (Ultrasound, Video fluoroscopy, Fiberoptic endoscopic evaluation of swallowing, and Fiberoptic endoscopic evaluation of swallowing with sensory testing)
  • Non imaging(beside assessment tools, and pharyngeal manometry).[2]

Management and Rehabilitation[edit | edit source]

Rehabilitative exercises changes and improves the swallowing physiology in force, speed or timing, with the goal being to produce a long-term effect, as compared to compensatory interventions used for a short-term effect. Rehabilitative exercises also involve retraining the neuromuscular systems to bring about neuroplasticity, since pushing any muscular system in an intense and persistent way will bring about changes in neural innervation and patterns of movement.[4] Rehabilitation exercise can be broadly divided into :

  • Swallowing exercises
  • Non-swallowing exercises

Swallowing Exercises[edit | edit source]

Swallowing exercises often are used to treat dysphagia with the goal of altering swallowing physiology and promoting long-term changes. Exercises are expected to impact swallowing mechanics and impact bolus flow.[5] Effortful swallow, Mendelsohn, super-supraglottic, Masako are some of the swallowing exercises. Swallowing exercises follow many of the neuroplasticity principles listed below[4]:

  • Use it or loose it
  • Use it and improve it
  • Specificity
  • Transference
  • Intensity

Non-Swallowing Exercises[edit | edit source]

Non-swallowing exercises are those that do not involve the act of swallowing, for example tongue strengthening exercises. Non-swallowing exercises can be

done by patients who cannot eat orally (are tube fed) or those post-surgery who are temporarily restricted from eating orally. Shaker head lift, tongue strengthening, Lee Silverman voice treatment, expiratory muscle strength training are some of the non-swallowing exercises. Non-swallowing exercises follow few neuroplasticity principles and they are[4]:

  • Transference
  • Intensity

Therapeutic Interventions[edit | edit source]

Therapeutic techniques can be divided into those used as :

  • Compensatory strategies (Head Rotation (Head Turn), Chin Tuck (Head Flexion). Head Tilt and Bolus Viscosity, Texture, and Volume Modifications)
  • Exercises (Tongue Hold, Shaker Exercise)
  • Those used as both compensatory strategies and/or exercises (Supraglottic Swallow, Super-Supraglottic Swallow, Effortful Swallow, Mendelsohn Maneuver)
  • Alternate methods (Neuromuscular Electrical Stimulation (NMES), Oral Stimulation and Other Interventions )

Head Rotation (Head Turn)[edit | edit source]

Head rotation is a compensatory strategy used for patients with unilateral pharyngeal and/or laryngeal weakness as well as reduced UES opening.[5]

  • Instruction given: While swallowing food, turn your head to the weaker side as if you are looking over your shoulder.[5]
  • Physiological benefits:
    • It redirects the bolus to the side of the pharynx opposite the rotation (the stronger side) [5]
    • It increase the duration of UES opening.[5]

Chin Tuck (Head Flexion)[edit | edit source]

The chin tuck (head flexion) is used for patients who have decreased airway protection associated with delayed swallow initiation and/or reduced tongue base retraction.[5]

  • Instruction: While swallowing food, bring your chin to the chest and maintain this posture throughout the duration of the swallow.
  • Physiological benefits:
    • Expansion of vallecular recesses
    • Approximation of tongue base toward pharyngeal wall
    • Reduction in distance between hyoid and larynx
    • Increases duration of swallowing apnea during the swallow[5]

Head Tilt[edit | edit source]

The head tilt is used for patients with unilateral oral weakness. [5]

  • Instruction: While swallowing, tilt your head like you’re trying to touch your ear to your shoulder. Swallow while maintaining this position.
  • Physiological benefits:
    • It directs the bolus to the stronger side of the oral cavity[5]

Bolus Viscosity, Texture, and Volume Modifications[edit | edit source]

  • Increasing the volume and/or viscosity for liquids is another technique used for patients who have poor oral control of thin liquids and/or demonstrate reduced airway protection.
  • Some patients may benefit from texture-modified foods.[5]

Supraglottic Swallow[edit | edit source]

The supraglottic swallow is used for patients who demonstrate reduced airway protection during the swallow and delayed swallow initiation.

  • Instruction: Before swallowing, first, inhale deep then hold your breath, continue to hold your breath and swallow immediately after you swallow (before you inhale), cough then immediately swallow again.
  • physiologic benefits [5]:
    • Increases airway closure and
    • Increases UES opening during the swallow

Super-Supraglottic Swallow[edit | edit source]

Super-supraglottic swallow differ from supraglottic swallow only when implementing effortful breath hold

  • Instruction: Before swallowing, take a breath and hold it tightly while bearing down; continue to hold your breath and bear down as you swallow; immediately after your swallow (before you inhale) cough then immediately swallow hard again (before you inhale).’’
  • Physiological benefit[5]:
    • Patient has earlier tongue base movement
    • Higher hyoid position at swallow onset
    • Increased hyoid movement as well as longer bolus transit time
  • Note: Both the supraglottic swallow and the supra-supraglottic swallow maneuvers may result in Valsalva and can result to arrhythmia in stroke patients during treatment sessions. Hence, clinicians should be mindful of using these maneuvers in stroke patients especially in those with coexisting heart disease.[5]

Effortful Swallow[edit | edit source]

The effortful swallow is used for patients who present with clinically significant residue in the valleculae and/or pyriform sinuses as well as for patients who may have decreased airway closure.

  • Instructions: while swallowing, squeeze your throat muscles as hard as you can.
  • Physiological benefits:
    • It increases hyolaryngeal excursion, duration of hyoid elevation
    • Increases UES opening
    • Increases laryngeal closure
    • Increases lingual pressures
    • Increases peristaltic amplitudes in the distal esophagus
    • Increases pressure and duration of tongue base retraction[5]

Mendelsohn Maneuver[edit | edit source]

This technique is used for patients with decreased hyolaryngeal excursion and/or decreased duration of UES opening.

Before giving command, patient is suggested first to fee laryngeal elevation through palpation while swallowing the saliva.

  • Instruction: After palpating the thyroid cartilage, feel the cartilage elevation while swallowing, now hold it up for several second and swallow the food while holding it up.
  • Physiologic benefits:
    • It increases time and duration of hyolaryngeal excursion
    • Increased time of UES opening, pharyngeal peak contractions,
    • Increased bolus transit time and duration, and pressure of tongue base contact.[5]

Tongue Hold[edit | edit source]

The tongue hold is used for reduced tongue base, and pharyngeal wall contact.

  • Instruction: While swallowing the food, hold the anterior tongue (slightly posterior to the tongue tip) between the teeth.
  • Physiological benefits: It increases anterior bulging of the posterior pharyngeal wall.[5]

Shaker Exercise[edit | edit source]

The Shaker Exercise is used for patients who have decreased UES opening and weakness of the suprahyoid muscles.

  • Instruction: Patient position is supine and patient is asked to complete 3 head lifts sustained for 1 min each; 1 min rest period between each head lift; then complete 30 consecutive head lifts holding for 2 s each’’ The suggested frequency is three times each day for 6 consecutive weeks.
  • Physiological benefits:
    • It increases anterior hyolaryngeal excursion
    • It increases UES opening
    • It strengthens suprahyoid muscles
    • It enhances thyrohyoid shortening.[5]

Masako[edit | edit source]

In this maneuver, patient is asked to protrude the tongue and hold it between the teeth while swallowing.[4]

Neuromuscular Electrical Stimulation (NMES)[edit | edit source]

Neuromuscular electrical stimulation (NMES) is a treatment where electrodes are placed on the anterior neck and an electrical current evokes a muscle contraction. NMES treatment is typically used as an adjunct modality concurrently while the patient swallows and/or performs a traditional exercise. [5]

Oral Stimulation and Other Interventions[edit | edit source]

Oral stimulation techniques and some other interventions used in dysphagia management are listed below:[5]

  • Tactile-thermal stimulation
  • lingual, and labial strengthening
  • Ice massage to the throat, base of tongue, and the posterior pharyngeal wall for 10 s with rubbing and light compression (for patients with supranuclear lesion)
  • Lip muscle training
  • lingual exercise following I-PRO (isometric progressive resistance oropharyngeal)
  • Trans-cranial magnetic stimulation (TMS)
  • Transcranial direct current stimulation (tDCS)

References[edit | edit source]

  1. 1.0 1.1 Balamurali K, Sekar D, Thangaraj M, Kumar MA. Dysphagia in Patients with Stroke: A Prospective Study. International Journal of Contemporary Medicine Surgery and Radiology.2018;3(2):B11-B120
  2. 2.0 2.1 González-Fernández M, Ottenstein L, Atanelov L, Christian AB. Dysphagia after stroke: an overview. Current physical medicine and rehabilitation reports. 2013 Sep 1;1(3):187-96.
  3. 3.0 3.1 3.2 3.3 3.4 Matsuo K, Palmer JB. Anatomy and physiology of feeding and swallowing: normal and abnormal. Physical medicine and rehabilitation clinics of North America. 2008;19(4):691-707.
  4. 4.0 4.1 4.2 4.3 Langmore SE, Pisegna JM. Efficacy of exercises to rehabilitate dysphagia: a critique of the literature. International Journal of Speech-Language Pathology. 2015;17(3):222-229.
  5. 5.00 5.01 5.02 5.03 5.04 5.05 5.06 5.07 5.08 5.09 5.10 5.11 5.12 5.13 5.14 5.15 5.16 5.17 5.18 Vose A, Nonnenmacher J, Singer ML, González-Fernández M. Dysphagia management in acute and sub-acute stroke. Current physical medicine and rehabilitation reports. 2014;2(4):197-206.