Anatomy and Physiology of Swallowing

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Introduction[edit | edit source]

Deglutition is the process of swallowing which defines the movement of liquids or solids from the mouth to the stomach via the pharynx and esophagus. This process accommodates the changes in development as well as changes related to pathology associated with dysphagia. The elements of swallowing such as the suck, swallow, and breathing sequence evolve in the early stages of development and end with a conscious action of swallowing.[1] Multiple organ systems are involved in this process and include musculoskeletal system, neuromuscular system and respiratory system. Normal swallowing requires a coordinated effort of over thirty muscles [2], the central nervous system, and six cranial nerves.[3] Additionally the nose, the nassal cavity, the oral cavity, and the pharynx are key anatomy structures involved in this process. This article explores anatomy and physiology pertain to the process of normal swallowing.

Developmental Anatomy and Swallowing[edit | edit source]

Anatomical differences in the swallowing structures are present from infant, through older child, to adulthood. Alongside the anatomical changes , the swallowing adaptation occurs.

Infant:[4][5]

  • jaw and oral cavity are small
  • tongue takes up most of the capacity of the mouth
  • no teeth
  • sucking is possible by using the tongue, sucking pads, and sulci
  • sucking pads provide stability
  • lack of distinct oropharynx
  • the size of the larynx is 1/3 of an adult larynx and is located higher in the laryngeal cavity
  • the base of the tongue is close to the larynx
  • vocal cords consists of 1/2 of cartilage
  • the epiglottis and soft palate touch when at rest

Older child:[4][5]

  • tongue lies at a lower position (floor of the mouth) because the mouth is bigger and the tongue sits behind the teeth
  • the mandible extends down and forward
  • the oral cavity expands
  • the hyoid and larynx are positioned further down
  • buccinators (cheek muscles) generate sucking mechanism
  • the tongue pushes the food laterally to allow chewing with the teeth
  • the sucking pads degenerate
  • the pharynx lengthens vertically
  • the nasopharynx becomes a 90-degree angle
  • the epiglottis becomes wide and flattened
  • the base of the tongue and the larynx separate by the age 4
  • true vocal cords consist of no more than 1⁄3 of cartilage
  • larynx starts to lower by the age of 2

Note: the changes listed above occur at the compromise of aspiration. These changes make the patient prone to aspiration but they are important for speech.[5]

Adult Anatomy and Swallowing[edit | edit source]

Muscles[edit | edit source]

Table 1. Muscles of the swallowing
Upper esophageal sphincter[6] The extrinsic muscles:Anterior group:
  • the suprahyoid (geniohyoid, mylohyoid, stylohyoid, hyoglossus and anterior belly of digastric)
    • move the hyoid bone anterosuperiorly with contraction
  • the infrahyoid muscles (thyrohyoid, sternohyoid, sternothyroid and omohyoid).
    • pull the larynx up and anteriorly with the hyoid bone.
    • stabilize the larynx during deglutition

Posterior group:

  • the stylopharyngeus, palatopharyngeus, and pterygopharyngeus.
    • shorten the pharynx, pulling the UES upwards while concomitantly widening it.
The intrinsic muscles:The following muscles prevent the swallowing of air during respiration and phonation and the regurgitation of esophageal contents into the airway:
  • cricopharyngeus muscle (CPM)
  • inferior constrictor
  • cranial aspect of the circular esopoesophaguscle

Cranial nerves[edit | edit source]

Anatomy structures[edit | edit source]

the nose

the nassal cavity

the oral cavity

larynx and vocal folds

  • The posterior aspect of the larynx, including the arytenoid and cricoid cartilages also forms the anterior wall of the upper esophageal sphincter (UES).
  • The inferior constrictor muscles attach to the thyroid laminae, while the CPM attaches to the posterolateral aspects of the cricoid cartilage. At rest, these cartilages press against the spine, closing the potential space of the UES. During deglutition, the larynx is elevated off the spine by cervical and pharyngeal muscles decreasing the pressure required by the pharynx to push a food bolus into the UES and to the esophagus beyond.

the pharynx

the esophagus:

  • the upper esophageal sphincter (UES) guards the entrance of the esophagus
  • the relaxation of the cricopharyngeus muscle (CPM), elevation of the larynx and propulsion of the food bolus by the pharynx coordinate to open the UES and facilitate deglutition
  • The UES is a kidney bean shaped potential space, about 4 cm in length, that is bounded anteriorly by the larynx, posterolaterally by the pharyngoesophageal muscles, superiorly by the pharynx and inferiorly by the esophagus
  • The muscular control of the UES is primarily extrinsic by the suprahyoid and infrahyoid muscles, while intrinsic control of opening and closing is by the CPM, inferior constrictor muscle and the cranial circular esophageal muscle.

Neural Coordination of Swallowing[edit | edit source]

Central control of the swallowing process is required for orderly contraction of muscles in the mouth, pharynx, upper esophageal sphincter, and upper esophagus. These regions are striated muscle and need guiding motor input for their contraction. The more distal smooth muscle esophagus, including the lower esophageal sphincter, has a number of intrinsic control mechanisms for orderly contractile function that must interact and cooperate with the central control. Sensory information from the mouth and pharynx, and peripheral sensory–motor control mechanisms in the esophagus integrate and coordinate with the central control. This combination is a remarkable example of the brain–gut axis at work

Resources[edit | edit source]

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References[edit | edit source]

  1. Panara K, Ramezanpour Ahangar E, Padalia D. Physiology, Swallowing. [Updated 2023 Jul 24]. In: StatPearls [Internet]. Treasure Island (FL): StatPearls Publishing; 2024 Jan-. Available from: https://www.ncbi.nlm.nih.gov/books/NBK541071/ [last access 23.05.2024]
  2. Umay E, Akaltun MS, Uz C. Association between swallowing muscle mass and dysphagia in older adults: A case-control study. J Oral Rehabil. 2023 Jun;50(6):429-439.
  3. Arvedson J, Lefton-Greif M, Reigstad D, Brodsky L. Clinical swallowing and feeding assessment. San Diego, CA: Plural Publishing; 2020.
  4. 4.0 4.1 Kaiser L, Park T. Feeding and Swallowing Development in Children. Graduate Independent Studies - Communication Sciences and Disorders 2020; 27.
  5. 5.0 5.1 5.2 Banerjee S. Anatomy and Physiology Significant to Dysphagia. Plus Course 2024
  6. Ramaswamy AT, Martell P, Azevedo R, Belafsky P. The upper esophageal sphincter: anatomy and physiology. Ann Esophagus 2022;5:30